Solutions We Provide
We Offer Two Simple, Transparent Cost Structures
Investment Management, Financial Planning, And Tax Preparation
| Amount Of Investments | Annual Cost |
|---|---|
| Under $700,000 | 1.64%* |
| $700,001 to $1.5mil | 1.00%* |
| $1.5mil and above | 0.64% |
This cost structure is generally a good fit for folks who have investments being managed by a firm they are not happy with or people who have too much cash sitting at the bank not earning much interest. It also works well for people who have an old 401(k) that they're able to rollover to us from a previous job. This cost structure also includes preparation of your annual tax return*, tax advice, estate planning advice, financial advice, and a 24/7 accessible, personalized written financial plan.*
*All costs include investment management, tax preparation, tax advice and financial planning. (You may opt out of tax preparation, tax advice and financial planning if you'd like to). An annual fee minimum fee may apply. Tax preparation is handled through our sister company Tax Prep Peoria, LLC.
Accounts managed by RP Zeigler Investment Services, Inc. are held at Charles Schwab and likely include, but are not limited to: ETFs, mutual funds, individual equities, CDs, and/or bonds. Tax Preparation will be completed through Tax Prep Peoria, LLC.
please refer to form ADV for full fee disclosure
The Flat-Fee Model
Transfer your investments to us, or don't. With this model, we don't care. You're in control. Paying for services on an annual subscription basis is simply a way of life these days. At my house it's the gym, the internet, streaming TV, music and pet food. At RP Zeigler Investments, Inc., we offer a similar annual flat-fee subscription model. Here's what you get with your annual flat-fee:
- A face-to-face, ongoing personal relationship with a CERTIFIED FINANCIAL PLANNER ™ professional who is also an IRS Enrolled Agent.
- A 24/7 accessible, written financial plan addressing all of your financial concerns. We will cover financial planning basics such as emergency funds, estate planning, tax advice, retirement planning, risk management and investment management & advice.
- Ongoing communication with the firm. Whether it's a phone call, an email, an in-person meeting, a video conference, or a text message to the firm, we will be in regular contact with you. If you call us, we will call you back. if you email us, we will email you back. If something is important to you, it's important to us.
- We will prepare and submit your annual tax return.*
- Investment advice for your employer sponsored retirement plan such as a 401(k) or 403(b).
- Advice on 401(k) vs ROTH(k) & Traditional IRA vs ROTH IRA.
- Investment advice. Here's the best part about this cost structure: we don't care if you move your investments to us or not. You'll get professional investment advice regardless where your investments are located. (If applicable. Accounts managed by RP Zeigler Investment Services, Inc. are held at Charles Schwab and generally will include, but are not limited to, ETFs, mutual funds, individual equities, CDs, and/or bonds)
This cost structure is a great fit for folks who wish to keep their investment account(s) outside of RP Zeigler Investments, but who are still looking for professional investment advice and counsel. The flat-fee model also works for people who want advice on topics such as taxes, estate issues, inheritences, retirement and/or life events, but wish to keep their accounts where they are currently held at. We will also create a customized, 24/7 accessible, written financial plan just for you.
Cost: $7,500
Please make note: The scope of financial planning and investment management will be tailored to each individual situation and will depend on the needs of each client/household. RP Zeigler Investment Services, Inc. nor any of its employees serves as a tax professional, estate planning attorney or tax attorney. Neither RP Zeigler Investment Services, Inc. or any if its employees prepares tax returns or estate planning documents.
Annual flat-fee is billed monthly
*An additional cost may apply in certain cases for tax preparation. Tax preparation is handled through our sister company Tax Prep Peoria, LLC.
please refer to form ADV for full fee disclosure